FIF - Financial Information Forum

TRACE/Fixed Income Working Group

The FIF TRACE/Fixed Income Working Group will meet on Thursday June 2, 2022 at 10 am ET to review a draft FIF comment letter on the recent FINRA rule filing with the SEC to expand TRACE reporting to cover transactions in US dollar denominated foreign sovereign bonds. The Working Group also will discuss the May 23, 2022 rule filing by FINRA with the SEC (SR-FINRA-2022-013) to require reporting of transactions in U.S. Treasuries as soon as practicable, but no later than one hour after execution. The rule filing also proposes to require that electronic executions in U.S. Treasuries be reported to TRACE using the same time increment as recorded by the execution system for the transaction. The Working Group also will discuss FINRA Regulatory Notice 22-12 published on May 24, 2022 relating to the new TRACE modifier for portfolio trades in corporate bonds. The Working Group also will continue its discussion of implementation issues relating to the Federal Reserve Board rule to expand TRACE reporting in US Treasuries to include certain depository institutions. 

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