TRACE Working Group

The next call for the TRACE Working Group will be on Thursday August 11, 2022 at 3 pm ET. The Working Group will review and discuss FINRA Regulatory Notice 22-17, “TRACE Reporting Timeframe: FINRA Requests Comment on a Proposal to Shorten the Trade Reporting Timeframe for Transactions in Certain TRACE-Eligible Securities From 15 Minutes to One Minute”. The Working Group also will discuss the August 1, 2022 response letter from FINRA on SR-FINRA-2022-011, “Proposed Rule Change to Expand TRACE Reporting Requirements to Trades in U.S. Dollar Denominated Foreign Sovereign Debt Securities”. The Working Group also will discuss recent website updates from FINRA on TRACE reporting by Covered Depository Institutions.

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