• Home
  • News
  • FIF News
  • Recent SEC Actions Impacting Equity Markets: Rule Change to Require Proprietary Trading Firms to Register with FINRA; SEC Approval of IntelligentCross ATS as a New Entrant to the ADF and Subsequent Stay; SEC Order Directing SROs to Submit a New Consolidat

TRACE Working Group

The TRACE Working Group will have its next call on Tuesday September 22 at 1 pm ET. The Working Group will discuss a draft FIF letter to the SEC relating to implementation of the expansion of the TRACE Affiliate – Principal Transaction Indicator to transactions with affiliates that are FINRA members.

© 2026 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm