Upcoming Webinars and Presentations

  • Short Interest Reporting. Mark Fitterman and Gavin Meyers of the Baker McKenzie Law Firm will present on FINRA Regulatory Notice 21-19 relating to “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”.
  • SEC Market Access Rule. FIF will host a webinar on the SEC’s market access rule (Rule 15c3-5) in early July.

 FIF will provide further detail when the dates for these two events have been finalized.

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