FIF has scheduled a call for the Section 31 subgroup for Thursday October 24 at 1 pm ET. The subgroup will discuss a recent pilot by FINRA to provide trade-level details to support reconciliation of Section 31 fees. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will add you to this subgroup.
POSTED Oct 21,2024
FIF has scheduled the next call for the Rule 605 Working Group for Thursday October 24 at 2 pm ET. The Working Group will discuss responses from the SEC on the June 2024 FIF letter relating to the implementation of the Rule 605 amendments.
POSTED Oct 21,2024
The next call for the Tax Information Reporting Working Group will be on Wednesday October 30 at 3 pm ET. Stevie Conlon, Anna Vayser and Robert Schwaba from Wolters Kluwer will discuss key differences between digital asset and securities broker tax reporting.
POSTED Oct 21,2024
The next call for the TRACE Working Group will be on Thursday October 31 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting to TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.
POSTED Oct 21,2024
FIF is pleased to welcome CUSIP Global Services to the FIF Community.
POSTED Oct 14,2024
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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