In response to member request, FIF has created a new Working Group to discuss Canada Regulatory Reporting issues. If you would like to participate in this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.
POSTED Dec 15,2025
The Back Office Committee will have its next call on Tuesday December 16 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.
POSTED Dec 15,2025
FIF has scheduled a call for the Rule 605 Working Group for Wednesday December 17 at 1 pm ET. The Working Group will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Dec 15,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday December 17 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAIS and CAT billing.
POSTED Dec 15,2025
The next call for the Cybersecurity Working Group will be on Wednesday December 17 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss current threats to the financial industry. We will also discuss the cybersecurity points raised in the 2026 FINRA Annual Regulatory Oversight Report.
POSTED Dec 15,2025
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