The CAT Monthly Update Working Group call for May will be on Thursday May 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Apr 28,2025
FIF has scheduled three calls for this week for the SLATE Working Group. The first call will be on Monday April 21 at 11 am ET; the second call will be on Wednesday April 23 at 10 am ET; and the third call will be on Thursday April 24 at 11 am ET. The Working Group will continue its discussion of a draft letter to the SEC and FINRA relating to the implementation of SLATE reporting.
POSTED Apr 21,2025
An FIF member has scheduled a call for Monday April 21 at 12 pm ET to discuss direct reporting to the MSRB RTRS reporting system. If you are interested in participating in this discussion and have not yet registered for this subgroup, please send a note to fifinfo@fif.com, and we will include you on this call.
POSTED Apr 21,2025
The Front Office Committee will have its next call on Tuesday April 22 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Apr 21,2025
The next call for the SEC Transition Working Group will be on Wednesday April 23 at 11 am ET. The Working Group will discuss a revised draft letter to the SEC Commissioners that identifies current implementation issues for the SEC to address.
POSTED Apr 21,2025
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