The CAT Monthly Update Working Group call for September will be on Thursday September 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Sep 03,2024
FIF has created a new Working Group to discuss the recent joint rule proposal by the SEC and other financial regulatory agencies to implement the Financial Data Transparency Act. FIF has scheduled the first call for this Working Group for Monday September 9 at 1 pm ET. To join this Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Sep 03,2024
The next call for the Emerging Technologies Working Group will be on Tuesday September 10 at 10 am ET. As the spotlight topic, representatives from Lightbits will present on “AI and the Cloud: How to get Insight from Unstructured Data.”
POSTED Sep 03,2024
FIF has scheduled the next call for the Digital Asset Securities Working Group for Tuesday September 10 at 11 am ET. Shawn Sloves of Fundamental Interactions will continue his review of open issues for broader adoption of digital asset securities.
POSTED Sep 03,2024
On August 21 FIF submitted a letter to the SEC requesting guidance on how to calculate and report the percentage of orders routed to different venues for Rule 606(a) reporting. FIF would like to thank the members of the Rule 606 Working Group for their contributions in the drafting of this letter.
POSTED Aug 26,2024
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