At the suggestion of SEC representatives, FIF submitted to the SEC on June 12 proposed FAQs for Rule 606(a) reporting for the scenario where a reporting firm routes child orders for a single parent order to multiple venues. FIF would like to thank the members of the Rule 606 Working Group for their contributions in the drafting of the proposed FAQs.
POSTED Jun 16,2025
On June 12, FIF submitted to the SEC a revised draft request for exemption on reporting representative order linkage to CAT. FIF would like to thank the members of the CAT Transaction Reporting Working Group for their contributions in the drafting of the revised draft request for exemption.
POSTED Jun 16,2025
FIF has scheduled a call for the OFR Repo Reporting Working Group for Monday June 16 at 11 am ET. The Working Group will discuss a draft letter to the OFR relating to the reporting of repos where the closing leg does not settle on the scheduled end date.
POSTED Jun 16,2025
FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday June 16 at 11:30 am ET. The Working Group will discuss the current status on the implementation of Form SHO reporting.
POSTED Jun 16,2025
The next call for the 24x7 Trading Working Group will be on Monday June 16 at 2 pm ET. The Working Group will continue its discussion of implementation issues relating to the planned expansion of exchange trading hours for US equities. If you are interested in participating in this discussion and are not a member of this Working Group, please update your FIF profile to add this Working Group or send a note to fifinfo@fif.com.
POSTED Jun 16,2025
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