FIF - Financial Information Forum

Short Position Reporting

The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday February 4 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.  

POSTED Feb 03,2025

SEC Rule 606 and FINRA Rule 6470 Working Group

The next call for the SEC Rule 606 and FINRA Rule 6470 Working Group will be on Tuesday February 4 at 2 pm ET. The Working Group will continue its discussion on the implementation of Rule 6470 reporting.

POSTED Feb 03,2025

CAT Monthly Update Working Group Call

The CAT Monthly Update Working Group call for February will be on Thursday February 6 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Feb 03,2025

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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