The next call for the TRACE Working Group will be on Wednesday November 13 at 1 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting to TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.
POSTED Nov 11,2024
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday November 13 at 2 pm ET. FIF has not scheduled a CAIS Working Group call for this week. The next CAIS Working Group call will be on Wednesday November 20 at 11 am ET.
POSTED Nov 11,2024
FIF has scheduled a call for the Section 31 subgroup for Thursday November 14 at 1 pm ET. The subgroup will continue the discussion of a recent pilot by FINRA to provide trade-level details to support reconciliation of Section 31 fees. If you would like to participate on this call and are not a member of this subgroup, please send a note to fifinfo@fif.comfifinfo@fif.com, and we will include you in this discussion.
POSTED Nov 11,2024
FIF has scheduled the next call for the Rule 605 Working Group for Thursday November 14 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the SEC’s Rule 605 amendments.
POSTED Nov 11,2024
The next call for the Rule 606 Working Group will be on Monday November 18 at 1 pm ET. The Working Group will review a revised draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the percentage of orders routed to different venues for Rule 606(a) reporting.
POSTED Nov 11,2024
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