FIF has scheduled the next call for the Rule 606 Working Group for Monday August 19 at 2 pm ET. The Working Group will continue its review and discussion of a revised draft FIF letter to the SEC requesting guidance on how to report the percentage of orders routed to different venues in Rule 606(a) reports.
POSTED Aug 19,2024
The Back Office Committee will have its next call on Tuesday August 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
POSTED Aug 19,2024
FIF has scheduled the next call for the Securities Lending Transparency Working Group for Tuesday August 20 at 1 pm ET. The Working Group will continue its review of a draft FIF comment letter in response to (i) the FINRA rule filing to adopt rules for the new Securities Lending and Transparency Engine (SLATE) system and (ii) the draft FINRA Participant Specification for SLATE.
POSTED Aug 19,2024
FIF has cancelled the CAIS Working Group call for this week. The CAT Transaction Reporting Working Group call for this week will be on Wednesday August 21 at 2 pm ET.
POSTED Aug 19,2024
The Front Office Committee will have its next call on Tuesday August 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Aug 19,2024
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