The SLATE Working Group will have its next call on Wednesday October 22 at 10 am ET. The Working Group will continue its discussion of issues relating to the implementation of SLATE reporting, including next steps with the SEC and FINRA.
POSTED Oct 20,2025
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Wednesday October 22 at 11 am ET. The Working Group will discuss a draft FIF letter to the SEC requesting an extension of the current implementation date for short position reporting.
POSTED Oct 20,2025
The next call for the TRF / ORF Working Group will be on Wednesday October 22 at 3 pm ET. FIF members will update the full Working Group on a recent discussion with FINRA relating to the extension of TRF operating hours.
POSTED Oct 20,2025
FIF is hosting a webinar on Best Execution for the Compliance and Surveillance Working Group. The webinar will be on Monday October 27 at 3 pm ET. The moderator will be Scott Trilling of Fidelity. The panelists will be Mark Davies of S3, Derek Lacarrubba of the K&L Gates law firm, Ted Karn of The Karn Group and Chris Montagnino of Jordan & Jordan. If you would like to submit any questions or topics for the webinar, please send them to fifinfo@fif.com.
POSTED Oct 20,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday October 29 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAIS and CAT billing.
POSTED Oct 20,2025
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