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OFR Repo Reporting Working Group

03 September 2024
The next call for the OFR Repo Reporting Working Group will be on Tuesday September 3 at 11 am ET. The Working Group will review and discuss the FAQs recently published by the Treasury Department’s Office of Financial Resear…

FINRA Trade Reporting Notice on Fractional Share Transactions

03 September 2024
FIF has scheduled a call for Tuesday September 3 at 2 pm to discuss next steps in response to the March 22 FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions. FIF submitte…

Treasury Clearing

03 September 2024
On Tuesday September 3 at 3 pm ET, Ignacio Sandoval of the Orrick law firm will continue his review of the current status of the various rule filings by the Fixed Income Clearing Corporation (FICC) to implement the SEC manda…

Electronic Blue Sheets

03 September 2024
In place of the regular CAIS Working Group call for this week, FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday September 4 at 11 am ET. The agenda for the call will…

FIF CAT Transaction Reporting Working Group

03 September 2024
FIF has scheduled two calls this week for the CAT Transaction Reporting Working Group. The first call will be on Wednesday September 4 at 2 pm ET; the second call will be on Thursday September 5 at 11 am ET.

Stock Plans for Corporate Clients

03 September 2024
An FIF member would like to discuss with other members managing stock plans for corporate clients, including whether they manage the activity at the omnibus level or the individual employee level. FIF has scheduled a ½-hour…

FIF CAT Monthly Update Working Group

03 September 2024
The CAT Monthly Update Working Group call for September will be on Thursday September 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting…

Financial Data Transparency Act

03 September 2024
FIF has created a new Working Group to discuss the recent joint rule proposal by the SEC and other financial regulatory agencies to implement the Financial Data Transparency Act. FIF has scheduled the first call for this Wor…

Emerging Technologies Working Group

03 September 2024
The next call for the Emerging Technologies Working Group will be on Tuesday September 10 at 10 am ET. As the spotlight topic, representatives from Lightbits will present on “AI and the Cloud: How to get Insight from Unstruc…

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