FIF Forms SEC Rule 605 - Focused Subgroup

The FIF Execution Quality Working Group is forming a subgroup to discuss potential rule enhancements to SEC Rule 605.  If your firm currently is subject to SEC Rule 605 reporting requirements and you would like to join the subgroup, please email the FIF Program Office at fifinfo@fif.com.

POSTED Jan 02,2018

CAT Operating Committee to hold Industry Outreach Call on Tuesday, December 19

The CAT NMS Plan Operating Committee will be holding an Industry Update on Tuesday, December 19th at 4:15 PM ET.  To join the webcast, please click here.  To access the webcase, please input the following password:  catnms.

If you would like to dial into the event, please use the following credentials:

  • Toll-Free Number:  866-803-2145
  • Passcode:  7953828

POSTED Dec 18,2017

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