FIF was joined by STA and a delegation of industry members at a meeting with SEC Staff on SEC Rule 606 on Thursday, September 12 in Washington, D.C. Takeaways from this meeting will be discussed in the FIF SEC Rule 606 Working Group. Email the Program Office at fifinfo@fif.com if you would like to join the discussions.
POSTED Sep 16,2019
FIF welcomes Natixis as our newest member firm.
POSTED Sep 09,2019
On Wednesday, September 4, the SEC granted the FIF/STA Joint Request to extend the compliance dates of SEC Rule 606(a) and 606(b). FIF Staff will be joined by STA and a contingent of industry members on Thursday, September 12 to discuss follow-up items pertaining to the current implementation status of the Rule.
POSTED Sep 09,2019
Save the date! FIF will be holding our Annual Chicago Financial Markets Event on October 22nd. The luncheon will take place between 11:15am and 2pm CT. This year's panel discussion will serve as a preview of options initiatives in 2020 and beyond (i.e. OCC Actionable Identifier initiative, CAT Phase 2b/Phase 2d (options), Exchange Symbology migration). More details on this event will be available soon.
POSTED Sep 09,2019
On Friday, August 30, FINRA CAT and the SROs published an updated Industry Member CAT Technical Specification and an updated CAT Scenarios Document. FIF will review the recent changes during the the Tuesday, September 3rd FIF CAT Tech Spec Requirements Working Group meeting.
POSTED Sep 03,2019
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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