Registration Closing - FIF Quarterly Event Sponsored by OTC Markets

FIF will be holding a Quarterly Event later this week on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY).  The event will focus upon the implementation of Amended SEC Rule 606.  To register for the event, please click here. Space is limited, and registration ends tomorrow, so please register today if you would like to attend.

POSTED Jun 24,2019

FIF Meets with SEC on 606 Last Week

FIF sent representatives to Washington D.C. on Thursday, June 20th, to meet with SEC Trading and Markets Staff on draft SEC Rule 606 guidance/FAQs.  The content of that meeting will be discussed during FIFs 606 Working Group call on Monday, June 24 at 3:00pm. 

POSTED Jun 24,2019

FIF to Hold EU Buy-In Meeting Next Week

FIF will hold EU Buy-in Working Group kick-off meeting on Tuesday, June 25th at 2pm est. The purpose of this working group is to determine the scope and implications of the CSDR Buy-In rule on U.S.-based entities.  If you would like to join this discussion, please update your profile here: https://fif.com/user-profile/profile

POSTED Jun 17,2019

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