FIF News

Cybersecurity Working Group

05 September 2023

The next call for the FIF Cybersecurity Working Group will be on Thursday September 21 at 3 pm ET. The spotlight presenter will be Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA), who will discuss Current…

Tax Information Reporting Working Group

05 September 2023

The next call for the FIF Tax Information Reporting Working Group will be on Thursday September 28 at 3 pm ET. The spotlight presenter will be Neil Bromberg of EY, who will discuss Automation and AI in Tax Operations. FIF ha…

Next Bridge Hydrocarbons Form S-1 Filing

05 September 2023

Next Bridge Hydrocarbons recently filed a Form S-1 registration statement with the SEC to distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company'…

New FIF Member: Schonfeld

28 August 2023

FIF is pleased to welcome Schonfeld to the FIF Community.

Revised Schedule for FIF CAT Calls for this Week

28 August 2023

FIF will not have a CAIS Working Group call this week. Instead, FIF will host two calls for the CAT Transaction Reporting Working Group. The first call will be on Wednesday August 30 at 11 am ET and will focus on CAT reporti…

Data & Technology Committee

28 August 2023

The Data and Technology Committee will have its next call on Wednesday August 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…

Rule 606 Working Group

28 August 2023

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday September 5 at 2 pm ET. The agenda for the call will be to continue the review and discussion of the SEC’s recent approval of the FINRA rule filing t…

CAT Monthly Update Working Group Call

28 August 2023

The FIF CAT Monthly Update Working Group call for September will be on Thursday September 7 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Repor…

Recent SEC Rule Change to Require Proprietary Trading Firms to Register with FINRA; SEC Approval of IntelligentCross ATS as a New Entrant to the ADF and Subsequent Stay

28 August 2023

FIF has scheduled a call for Tuesday September 12 at 2 pm ET to discuss (i) a rule change adopted by the SEC on August 23 that will require certain proprietary trading firms that are currently exempt from FINRA membership to…

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