FIF staff will be joined by a contingent of FIF industry members at meeting with SEC Trading and Markets Staff on Rule 606 challenges. FIF has been meeting weekly with the SEC Rule 606 Working Group to determine the significant challenges as well as propose a several recomendations. FIF sent comments to the Commission on January 30, please find those comments here.
POSTED Feb 04,2019
FIF Staff met with FINRA on Friday, January 25 to discuss FINRA's upcoming regulatory initiatives. Specifically, FIF and FINRA discussed FINRA Rule 4210 (Margin Requirements), TRACE, and FINRA's upcoming termination of the CTCI (Computer-to-Computer Interface). If you have any questions pertaining to any of the above initiatives, please send an email to fifinfo@fif.com
POSTED Jan 28,2019
FIF will be sending representatives later this week to FINRA to discuss upcoming regulatory changes/initiatives for 2019. The meeting will take place this Friday, January 25th.
POSTED Jan 22,2019
FIF is pleased to announce that Daiwa Capital Markets has joined the FIF Community.
POSTED Jan 14,2019
As a new year begins, it is a great time to review your FIF account and make sure you are signed up for all the benefits you are interested in. If it has been a while since you first registered with us, you may not be privy to some of the new initiatives you can be a part of. Review your profile here to change your working group subscription settings. You may also message us at fifinfo@fif.com with your subscription requests and we can take care of it for you.
POSTED Jan 07,2019
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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