On Wednesday, February 8th at 2:00, the FIF will be hosting a joint call with FINRA and MSRB in order to discuss the Mark-Up/Mark-Down disclosure changes pursuant to FINRA Rule 2232 and MSRB Rules G-15 and G-30. If you are interested in joining this call and you have not received an Outlook invite, contact us at fifinfo@fif.com and we will forward one to you.
POSTED Feb 06,2017
FIF is pleased to announce the launch of a new section of the Weekly News entitled “FIF Member News”. In addition to the existing North American, International and FIF News segments of the weekly distribution, FIF will now feature stories of interest about, and from its members. The stories will promote new product developments, industry research and analysis, organizational announcements, and similar topics. The FIF Member News section was a result of expressed interest from a number of members looking to better communicate stories about their respective firms and developments. FIF members are encouraged to submit proposed article content and any related questions to the Program Office at fifinfo@fif.com.
POSTED Feb 06,2017
December Capacity Statistics are now available for all our full-access users in the link below.
POSTED Jan 30,2017
On February 8th at 2pm EST, FIF will be holding a joint meeting with FINRA/MSRB regarding FINRA Rule 2232 and MSRB Rule G-15/G-30. Please contact fifinfo@fif.com if you would like to join the call or if you have any questions or concerns you would like us to bring up on your behalf during the call.
POSTED Jan 30,2017
On July 10, 2017, FINRA member firms must begin reporting transactions in U.S. Treasury Securities to FINRA via the Trade Reporting and Compliance Engine (TRACE). To assist firms with this initiative, FINRA's Transparency Services department is hosting a series of free phone-in workshops. The first one—featuring an overview and a discussion of relevant rules and regulations—is scheduled for Thursday, January 26 at 2:00 PM ET.
Register here: http://www.finra.org/industry/phone-workshop-trace-reporting-transactions-us-treasury-securities
If you have any inquiries about this event, please don't hesitate to contact us at fifinfo@fif.com
POSTED Jan 23,2017
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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