FIF News

FIF Trade Surveillance Webinar

14 July 2025

FIF has scheduled a webinar on Trade Surveillance for Wednesday July 23 at 2 pm ET. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Ted Karn of The Karn Group, Derek Lacarrubba of the K&L G…

Section 31 Fees Subgroup

14 July 2025

FIF has scheduled a call for the Section 31 Fees subgroup for Thursday July 24 at 2 pm ET. The subgroup will discuss a discrepancy as to whether Section 31 fees are charged based on trade date or settlement date. If you woul…

First Ever FIF Boston Event

07 July 2025

FIF is pleased to announce our first ever Boston event. The live, in-person event will take place on September 2nd from 5-8pm ET at the Fidelity Investments offices. The event will be co-sponsored by Fidelity Capital Ma…

FIF Submits Letters on the Implementation of Short Position Reporting

07 July 2025

On June 30, FIF submitted a letter to the SEC discussing the implementation of short position reporting. FIF would like to thank the members of the Short Sales / Reg SHO / Short Reporting Working Group for their contribution…

24x7 Trading Working Group

07 July 2025

The next call for the 24x7 Trading Working Group will be on Monday July 7 at 2 pm ET. The Working Group will continue its discussion of implementation issues relating to the planned expansion of exchange trading hours for US…

SLATE Working Group

07 July 2025

The next call for the SLATE Working Group will be on Tuesday July 8 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to the implementation of SLATE reporting. The Working Group will…

CAT PII and EBS

07 July 2025

FIF has scheduled two joint calls for this week for the CAT CAIS, CAT Transaction Reporting and EBS Working Groups. The first call will be on Tuesday July 8 at 1 pm ET; the second call will be on Wednesday July 9 at 11 am ET…

CAT Transaction Reporting Working Group

07 July 2025

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday July 9 at 2 pm ET. The Working Group will discuss potential amendments to Rule 613 and the CAT NMS Plan.

CAT Monthly Update Working Group

07 July 2025

The CAT Monthly Update Working Group call for July will be on Thursday July 10 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAI…

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