FIF - Financial Information Forum

Revised Schedule for FIF CAT Calls for this Week

FIF will not have a CAIS Working Group call this week. Instead, FIF will host two calls for the CAT Transaction Reporting Working Group. The first call will be on Wednesday August 30 at 11 am ET and will focus on CAT reporting for non-executable RFQ responses. The second call will be on Wednesday August 30 at 2 pm ET and will focus on the recent Notice of Filing published by the SEC relating to a proposal by the CAT Plan Participants to implement a revised linkage timeline for CAT reporting. 

POSTED Aug 28,2023

Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday August 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Vincent Poil of Cboe Global, who will discuss recent developments in the Canadian Markets relating to trading, market data and listings.

POSTED Aug 28,2023

Rule 606 Working Group

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday September 5 at 2 pm ET. The agenda for the call will be to continue the review and discussion of the SEC’s recent approval of the FINRA rule filing to require Rule 606(a)-type reporting for OTC equities and to review draft FIF member comments and questions to FINRA relating to the new rule.

POSTED Aug 28,2023

CAT Monthly Update Working Group Call

The FIF CAT Monthly Update Working Group call for September will be on Thursday September 7 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT CAIS reporting during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting and CAT CAIS reporting.

POSTED Aug 28,2023

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