FIF - Financial Information Forum

Front Office Committee

The Front Office Committee will have its next call on Tuesday December 13 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Dec 05,2022

TRACE/Fixed Income Working Group

The next call for the TRACE/Fixed Income Working Group will be on Tuesday December 13 at 3 pm ET. The Working Group will discuss FINRA Regulatory Notice 22-26 (“Trade Reporting and Compliance Engine (TRACE): FINRA Requests Comment on Proposed Changes to TRACE Reporting Relating to Delayed Treasury Spot Trades”), FINRA Regulatory Notice 22-27 (“TRACE Reporting of U.S. Treasury Securities: FINRA Adopts Enhancements to TRACE Reporting for U.S. Treasury Securities”), and responses from FINRA to FIF member comments and questions on TRACE reporting by Covered Depository Institutions and TRACE reporting for foreign sovereign bonds.

POSTED Dec 05,2022

Back Office Committee

The Back Office Committee will have its next call on Thursday December 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED Dec 05,2022

Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday November 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Brent Yates of IEX, who will discuss IEX cloudSwXtch.

POSTED Nov 28,2022

CAT Monthly Update Working Group Call

The FIF CAT Monthly Update Working Group call for December will be on this Thursday December 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT transaction reporting and CAT CAIS reporting during the prior month. The Working Group also will review the current areas of focus for FIF members and the current open issues for CAT transaction reporting and CAT CAIS reporting.

POSTED Nov 28,2022

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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