Upcoming Spotlight Presentations (5/24)

  • Data and Tech Committee. On Wednesday May 26 at 10 am et, Kevin Tyrrell of the New York Stock Exchange will discuss recent trends relating to opening and closing auctions.  
  • Market Trends in Total Return Swaps vs Securities Lending. On Thursday June 3 at 11 am et, Josh Galper of Finadium will discuss market trends in total return swaps vs. securities lending, including how this impacted Archegos.

POSTED May 24,2021

Front Office Committee

The next meeting of the Front Office Committee will be held on May 25 at 11 am ET. The Committee will review recent rule filings and other notifications by the SEC, FINRA, the exchanges and other SROs.

POSTED May 24,2021

Rule 605 Working Group (5/24)

The next meeting of the FIF Rule 605 Working Group will be held on May 25 at 2 pm (ET). The Working Group will review responses from FIF Members to a recent FIF survey about various Rule 605-related proposals. The Working Group also will discuss the recent GameStop hearing, including statements by SEC Chairman Gary Gensler and FINRA CEO Robert Cook.

POSTED May 24,2021

Tax Information Reporting Working Group

The next meeting of the FIF Tax Information Reporting Working Group will be held on May 25 at 3 pm (ET). The working group co-chairs will present on: Tax Reconciliations - Form 945 and Form 1042, Secure Act 2.0, Section 1446(f) and Form/Guidance Updates.

POSTED May 24,2021

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