The FIF Rule 606 Working Group will meet on Thursday June 30, 2022 at 3 pm ET to discuss questions from FIF members relating to look-through, rate sheets and partial cancels. Time permitting, the Working Group also will continue its discussion of the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders.
POSTED Jun 27,2022
FIF would like to thank Refinitiv, an LSEG business for hosting a successful return to FIF Live Events. It was a great evening, beginning with a productive discussion on CAT and ending with networking between members who have only talked to one another on Zoom for the past few years. Again, thank you to all the attendees and our host, Refinitiv. If you would like to see pictures from the event please find them on our socials: LinkedIn and Twitter
POSTED Jun 21,2022
The FIF TRACE/Fixed Income Working Group will meet today, June 21, 2022 at 2 pm ET, to review a draft comment letter on the recent rule filing by FINRA with the SEC (SR-FINRA-2022-013) to require reporting of transactions in U.S. Treasuries as soon as practicable, but no later than one hour after execution, and to require that electronic executions in U.S. Treasuries be reported to TRACE using the same time increment as recorded by the execution system for the transaction. Time permitting, the Working Group also will review draft questions for FINRA relating to TRACE reporting by Covered Depository Institutions and reporting the portfolio trade modifier.
POSTED Jun 21,2022
The FIF Rule 606 Working Group will meet on Thursday June 30, 2022 at 3 pm ET to discuss questions from FIF members relating to look-through, rate sheets and partial cancels. The Working Group also will continue its discussion of the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders.
POSTED Jun 21,2022
The FIF Back Office Committee will meet today at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Allison Gott of Paxos, who will provide an update on Paxos’ clearing agency activities.
POSTED Jun 21,2022
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