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FIF Webinar Series: SEC Market Data Infrastructure Rule.

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Please find recaps of past webinars in the series below and a list of upcoming webinars at the bottom of the page. Interested in attending the FIF Webinar Series on the SEC Market Data Infrastructure Rule? Email fifinfo@fif.com with any questions. 

4/12/2021

FIF Webinar Series on New SEC Market Data Infrastructure Rules (Part 5)

The fifth webinar of the series focused on rule's effects on Retail, Institutional and the Buy-Side. The panel included Adam Inzirillo of Cboe Global Markets, Melissa Hinmon of Glenmede Investment Management, and Matt Billings of Two Sigma Securities. The panel discussion was moderated by Tom Jordan, FIF Advisory Chair. The next webinar in the series will be on schedules and transition. FIF Members will receive invites for all upcoming webinars. If your firm is not a FIF Member, you may request access by emailing fifinfo@fif.com. If you are a FIF Member and have missed any of the past webinars, you may request a recording at fifinfo@fif.com

3/9/2021

FIF Webinar Series on New SEC Market Data Infrastructure Rules (Part 4)

The fourth webinar focused on competing consolidators. The panel included Scott Parsons of Exegy, Kerry Baker Relf of Refinitiv, Patrick Flannery of MayStreet and Frank Piasecki of ACTIV Financial. The panel discussion was moderated by Tom Jordan, FIF Advisory Chair. This webinar will be followed by a webinar focused on Self-Aggregators. FIF Members will receive invites for all upcoming webinars. If your firm is not a FIF Member, you may request access by emailing fifinfo@fif.com. If you are a FIF Member and have missed any of the past webinars, you may request a recording at fifinfo@fif.com

2/22/2021

FIF Webinar Series on New SEC Market Data Infrastructure Rules (Part 3)

The third webinar of the series took place on February 22nd. This webinar focused on governance and pricing. The panel included James Angel from the Georgetown McDonough School of Business, Tom Etheridge of Jordan & Jordan, and Colin Clark of MEMX. The panel discussion was moderated by Tom Jordan, FIF Advisory Chair. This webinar will be followed by a webinar focused on Competing Consolidators in early March. FIF Members will receive invites for all upcoming webinars. If your firm is not a FIF Member, you may request access by emailing fifinfo@fif.com. If you are a FIF Member and have missed any of the past webinars, you may request a recording at fifinfo@fif.com

2/8/2021

FIF Webinar Series on New SEC Market Data Infrastructure Rules (Part 2)

The Financial Information Forum (FIF) hosted part two of our webinar series on the implementation considerations of the 898 page SEC Market Data Infrastructure Rule. This second webinar took place on February 8th. The webinar focused on the Data-core, odd-lots, round lots, regulatory and depth of book. The panel included a representative from an exchange, sell-side and the buy-side as we were joined by John Ramsay of IEX,  Rich Steiner of RBC and Rob Mohan of Wellington. The panel discussion was moderated by Tom Jordan, FIF Advisory Chair. This webinar will be followed by Governance and Pricing webinar on February 22nd and Competing Consolidators on March 1st. FIF Members will receive invites for all upcoming webinars. If your firm is not a FIF Member, you may request access by emailing fifinfo@fif.com.

2/1/2021

FIF Launches Webinar Series on New SEC Market Data Infrastructure Rules

The Financial Information Forum (FIF), an industry association that addresses new regulatory requirements implementation, held the first of a series of webinars to assist its members (brokers, exchanges, vendors) in understanding the technical and operational challenges they will face in moving to the new market data infrastructure for consolidating and distributing real-time market data.

The first webinar of the series was on February 1st where Wayne Aaron of Vedder Price, presented a summary of the rule and interacted with Matt Billings of Two Sigma and Tom Jordan of FIF on clarifications and views. The session also included audience participation, (8% of participants read all 898 pages) and questions (12 questions, 2 of which were answered real-time other 10 through webinar follow-up).

The Financial Information Forum was founded in 1995 to help industry participants meet regulatory requirements, perform market data capacity analysis and formulate technology strategies. Early projects were the Year 2000 conversion, decimalization and the Order Audit Trail System (OATS). Recently, FIF played a key role in implementing the Consolidated Audit Trail (CAT) system and changes to SEC Rule 606 reporting requirements.  FIF recognizes that this new SEC Rule garners strong interest from the FIF Community as it affects the same firms as CAT, SEC Rule 606, Trade Reporting and Compliance Engine (TRACE) and Market Data delivery.

There is significant interest in this topic as evidenced by the over 150 registrants to the first webinar, 72 letters to the SEC and 71 SEC visits.  The rule is complex and FIF will continue its webinar series with the next webinar scheduled for February 8th which will concentrate on The Data-core, odd-lots, round lots, regulatory and depth of book. This will be followed by Governance and Pricing on February 22nd and Competing Consolidators on March 1st. FIF Members will receive invites for all upcoming webinars. If your firm is not a FIF Member, you may request access by emailing fifinfo@fif.com.

Upcoming Webinars

  • Schedules and Transition
  • Summary and Way Forward

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