CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Matrix Executions, LLC Paul Haajar ops@matrixexecutions.com 312-334-8040 38455
Maxim Group LLC MAXM Dan Bellezze dbellezze@maximgrp.com 212 895 3513 120708
MBSC Securities Corporation
MCAP LLC Len Patti len.patti@mcapmarkets.com 2127501059 139515
MCCLURG CAPITAL CORPORATION
McCourtney-Breckenridge & Company
McLaughlin Ryder Investments, Inc.
McNally Financial Service Corporation
Merrill Lynch, Pierce, Fenner & Smith Inc Madhumita Debnath dg.dna_data_management@bofa.com 212-449-0816 7691
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Merrion Securities, LLC MERS SS&C FMG Compliance* FMG-Compliance@sscinc.com 844-662-2977 30145
Mesirow Financial, Inc.
Michigan Securities Inc.
Mid Atlantic Capital Corporation
Midland Securities, Ltd.
Midwestern Securities Trading Company LLC
Mirae Asset Securities (USA) Inc.
Mixit USA Inc.
Mizuho Securities USA LLC MZHO David Kusch david.kusch@mizuhogroup.com 2122058480 19647
MKM Partners LLC

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