CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
n-Tier fs NTFS Jeff Bergson jeff.bergson@ntierfs.com 646 846 3555 13889
N.B. Zoullas Securities, Inc.
Nancy Barron & Associates
Nasdaq Execution Services, LLC
NatAlliance Securities LLC
NATIONAL BANK OF CANADA FINANCIAL MARKETS
National Financial Services Brian Blanche CATBusiness@fmr.com 904-595-5614 13041
National Securities Corp
Nations Financial Group, Inc
Natixis Securities Americas US Compliance USCIBUSComplianceCATReporting@natixis.com 212-583-4902 1101
Navy Federal Brokerage Services, LLC
Needham and Company
Neuberger Berman BD LLC
NEXT Financial Group. Inc.
NH Investment & Securities America, Inc SS&C FMG Compliance* FMG-Compliance@sscinc.com (844) 662-2977 30660
Noble Capital Markets Inc.
Nomura Securities Keith Reichert keith.reichert@nomura.com 212-667-1424 4297
Nomura Securities Bob Mathers bob.mathers@nomura.com 212-667-8938 4297
Nomura Securities Sanket Garg sanket.garg@nomura.com 91-9920162986 4297
Nomura Securities Jarrod LaBasco jarrod.labasco@nomura.com 212-667-9274 4297

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