CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Hovde Group, LLC
HPO
HRT Execution Services LLC
HRT Financial LLC
HSBC Laura Liu laura.x.liu@us.hsbc.com 212-525-7255 19585
HSBC Ariana Adesso ariana.x.adesso@us.hsbc.com 2125254468 19585
HSBC Securities Inc Robert England robert.g.england@us.hsbc.com 2125256366 19585
HTK
Huntleigh Securities Corporation
IDB Capital Corp.
IMC Financial Markets
Imperial Capital, LLC
Incapital LLC INCP Jim Papagiannis jpapagiannis@incapital.com 3123793764 101420
Incapital LLC INCP SS&C FMG Compliance* [Primary Contact] FMG-Compliance@sscinc.com (844) 662-2977 101420
Incapital LLC INCP Thomas Belka tomb@incapital.com (312) 379-3722 101420
Incapital LLC INCP Christine Billings cbillings@incapital.com (312) 379-3732 101420
Incapital LLC INCP Pat Smiley pat.smiley@incapital.com (312) 379-3766 101420
Incapital LLC INCP Mark DiValerio mdivalerio@incapital.com (312) 379-3755 101420
Industrial and Commercial Bank of China Financial Services, LLC* ICBC SS&C Eze* CATService@ezesoft.com 312-442-8122 131487
InfoReach, Inc.

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