CAT Counterparty Contact Utility

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Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Nomura Securities Dhawal Kantawala dhawal.kantawala@nomura.com 212-436-8079 4297
Nomura Securities Howard Rim howard.rim@nomura.com 212-667-9415 4297
Nomura Securities Manish Singh manish.singh@nomura.com 91-2230533377 4297
Nomura Securities International, Inc.
North South Capital
Northern Capital Securities Corporation
Northern Trust Securities Inc. 7927:NTRC Ian Clancy ic20@ntrs.com (312)444-3441 7927
Northern Trust Securities Inc. 7927:NTRC NTSI_Reg_Reporting_US NTSI_Reg_Reporting_US@ntrs.com (312)444-3441 7927
Northland Securities, Inc.
Northwest Investment Advisors, Inc.
NPB Financial Group, LLC
NTB Financial Corporation
NYLIFE Securities LLC
O'Neil Securities
Oberweis Securities, Inc.
Ocean Financial Services, LLC
Oceanus Securities, LLC
Odeon Capital Group
Old Mission Capital
Old Mission Markets

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