CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Raymond James Financial Rachel Jacobson NFRRCAT@raymondjames.com 727-567-3466 705
RBC Capital Market RBCM Michelle Chen michelle.chen@rbc.com 6479636628 31194
RBC Capital Markets RBCM Andrew Hunter andrew.hunter2@rbc.com 2124286336 31194
RBC Capital Markets RBCM Cristian Serrano cristian.serrano@rbccm.com 3322045728 31194
RBC Capital Markets RBCM Pushpa Bhimraya pushpa.bhimraya@rbccm.com 212-618-3306 31194
RBC Capital Markets LLC RBCM Avinash Sawant RBCCMRegOpsCAT@rbc.com 2123011530 31194
Redbridge Securities LLC
Redburn
Refinitiv Monique North monique.north@refinitiv.com 4143080429 95012
Refinitiv Trading Support tts.cs.tradingsupport@thomson.com 844-474-9973 95012
Register Financial Associates Inc
Relevant Wealth Advisors
RenCap Securities, Inc.
RICE SECURITIES LLC d/b/a RICE FINANCIAL PRODUCTS COMPANY
Rice Voelker LLC CEON SS&C FMG Compliance FMG-Compliance@sscinc.com 844 662-2977 39838
RICHARDS MERRILL & PETERSON INC
Riedl First Securities Company of Kansas
RJL Capital Group
Robert W. Baird BARD Erin Medina emedina@rwbaird.com 414-298-5942 8158
Robert W. Baird Victoria Lopez vlopez@rwbaid.com 414-765-8896 8158

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