CAT Counterparty Contact Utility

Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Robinson & Robinson, Inc.
Rockefeller Capital Management
Romano Wealth Management
Rosenblatt Securities Inc. ROSN Charles Roney 212.607.3120 18377
Rothschild Investment Corporation
Royal Alliance Associates
Ruane, Cunniff & Goldfarb LLC
S.L. Reed and Company
SA Stone Wealth Management Inc.
Safra Securities LLC SSCO SS&C FMG Compliance (844) 662-2977 47873
Sage, Rutty & Co., Inc
SAL Equity Trading
SAL Equity Trading SUSQ Jon Gilliam 2158029200 29337
SAMCO Capital Markets, Inc.
Sanctuary Wealth
Sanford C. Bernstein & Co., LLC Edmond Liu 3478248827 104474
Santander Investment Securities SANT Matthew Hart 212-407-7819 37216
Scarsdale Equities LLC

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