CAT Counterparty Contact Utility

New
Filter 
Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Robinhood Financial, LLC CRFN Dawn Pagliaro dawn.pagliaro@robinhood.com 321-541-9424 165998
Robinhood Securities LLC HOOD Dawn Pagliaro dawn.pagliaro@robinhood.com 321-541-9424 287900
Robinson & Robinson, Inc.
ROBOTTI SECURITIES, LLC
Rockefeller Capital Management
Romano Wealth Management
Rosenblatt Securities Inc. ROSN Charles Roney croney@rblt.com 212.607.3120 18377
Rothschild Investment Corporation
Royal Alliance Associates
Ruane, Cunniff & Goldfarb LLC
S.L. Reed and Company
SA Stone Wealth Management Inc.
Safra Securities LLC SSCO SS&C FMG Compliance FMG-Compliance@sscinc.com (844) 662-2977 47873
Sage, Rutty & Co., Inc
SAGEPOINT FINANCIAL, INC.
SAL Equity Trading
SAL Equity Trading SUSQ Jon Gilliam jon.gilliam@sig.com 2158029200 29337
SAMCO Capital Markets, Inc.
Sanctuary Wealth
Sanford C. Bernstein & Co., LLC Edmond Liu edmond.liu@alliancebernstein.com 3478248827 104474

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm