CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Stephen A. Kohn & Associates, Ltd.
Stephens Inc.
Sterling Smith Corporation
Sterling, Grace Municipal Securities Corporation
Stern Brothers & Co.
Steward Securities Group LLC
Stifel Nicolaus & Company, Inc STFL Madeline Pacific Compliance-Testing@stifel.com 2122713432 793
Stock Traders
StockCross Financial Services Inc.
Stone X Stone X Madeline Madeline.Pacific@stonex.com 2124853592 45993
STONNINGTON GROUP, LLC
Summit Brokerage Services
Sumo
Sumridge Partners, LLC
Sunbelt Securities Inc
SunTrust Investment Services, Inc.
Suntrust Robinson Humphrey, Inc
Susquehanna Financial Group Mike Major mike.major@sig.com 610-617-2662 35865
Susquehanna Financial Group SUFI Jon Gilliam jon.gilliam@sig.com 2158029200 35865
Susquehanna Investment Group SIGG Jon Gilliam jon.gilliam@sig.com 2158029200 33875

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