CAT Counterparty Contact Utility

Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Stephen A. Kohn & Associates, Ltd.
Stephens Inc.
Sterling Smith Corporation
Sterling, Grace Municipal Securities Corporation
Stern Brothers & Co.
Steward Securities Group LLC
Stifel Nicolaus & Company, Inc STFL Madeline Pacific 2122713432 793
Stock Traders
StockCross Financial Services Inc.
Stone X Stone X Madeline 2124853592 45993
Summit Brokerage Services
Sumridge Partners, LLC
Sunbelt Securities Inc
SunTrust Investment Services, Inc.
Suntrust Robinson Humphrey, Inc
Susquehanna Financial Group Mike Major 610-617-2662 35865
Susquehanna Financial Group SUFI Jon Gilliam 2158029200 35865
Susquehanna Investment Group SIGG Jon Gilliam 2158029200 33875

© 2022 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm