CAT Counterparty Contact Utility

Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Stash Capital LLC
State Street Global Markets SSBS Karen Utter 8574004859 285852
State Street Global Markets Allison Higgins (617) 664-1722 285852
State Street Global Markets Marty Fischer (617) 664-8586 285852
Stephen A. Kohn & Associates, Ltd.
Stephens Inc.
Sterling Smith Corporation
Sterling, Grace Municipal Securities Corporation
Stern Brothers & Co.
Steward Securities Group LLC
Stifel Nicolaus & Company, Inc STFL Madeline Pacific 2122713432 793
Stock Traders
StockCross Financial Services Inc.
Stone X Stone X Madeline 2124853592 45993
Summit Brokerage Services
Sumridge Partners, LLC
Sunbelt Securities Inc
SunTrust Investment Services, Inc.

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