CAT Counterparty Contact Utility

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Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
TradeMas Inc.
Tradespot Markets Inc.
TradeStation Securities TRAD Carol Pohlman cpohlman@tradestation.com 972-885-4085 39473
TradeZero America, Inc.
Tradition Securities & Derivatives, Inc.
TRAFiX LLC
Transamerica Financial Advisors, Inc.
TRC Markets (TRCM, TRCJ, TRCX) Ken Wilson (CEO) kwilson@tower-research.com 843.352.8002 (O) 843.606.0603 (M) 171272
TRC Markets (TRCM, TRCJ, TRCX) Support Group cat_compliance@tower-research.com n/a 171272
TRC Markets LLC TRCM, TRCJ, TRCX Daphne Jordan djordan@tower-research.com 917-388-8645 171272
TRC Markets LLC TRCM, TRCJ, TRCX TRC Markets Compliance compliance-americas@tower-research.com . 171272
TRC Markets LLC TRCM Thomas Mester tmester@tower-research.com 917-789-5894 171272
Triad Advisors
TrustFirst, Inc.
Tudor Securities LLC
Tudor, Pickering, Holt & Co. Securities, Inc.
Tullet Prebon Financial Services PBON Tim Scheehle timothy.scheehle@tpicap.com 201-984-6893 28196
Two Sigma Securities LLC Romeo Bermudez TSS-CAT@twosigma.com 2122742448 148960
U.S. Bancorp Investments, Inc. FBSB Tony Thomas USBICATAlert@usbank.com 651-466-6969 17868
U.S. Capital Advisors LLC

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