CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Susquehanna Securities SSUS Jon Gilliam jon.gilliam@sig.com 2158029200 35874
Sutter Securities Clearing
SWBC Investment Services, LLC
Swedbank Securities US LLC
Syndicated Capital, Inc.
Synergy Capital Management, LLC
Synovus Securities, Inc.
T. Rowe Price Investment Services, Inc.
T.S. Phillips Investments, Inc.
Talisys
tastyworks, Inc.
TCFG Wealth Management, LLC
TD Ameritrade Clearing Inc. CAT Reporting Team catreporting@tdameritrade.com 800.632.9101 5633
TD Ameritrade Inc. CAT Reporting Team catreporting@tdameritrade.com 800.632.9101 7870
TD Prime Services LLC
TD Private Client Wealth LLC
TD Securities (USA) LLC TDS CAT Group TDSUSA-CAT@tdsecurities.com 1-212-827-7690 18476
Telsey Advisory Group LLC
Tethys Technology, Inc.
The Benchmark Company SS&C FMG Compliance* FMG-Compliance@sscinc.com 844-662-2977 22982

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