CAT Counterparty Contact Utility

Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Suntrust Robinson Humphrey, Inc
Susquehanna Financial Group Mike Major 610-617-2662 35865
Susquehanna Financial Group SUFI Jon Gilliam 2158029200 35865
Susquehanna Investment Group SIGG Jon Gilliam 2158029200 33875
Susquehanna Securities SSUS Jon Gilliam 2158029200 35874
Sutter Securities Clearing
SWBC Investment Services, LLC
Swedbank Securities US LLC
Syndicated Capital, Inc.
Synergy Capital Management, LLC
Synovus Securities, Inc.
T. Rowe Price Investment Services, Inc.
T.S. Phillips Investments, Inc.
tastyworks, Inc.
TCFG Wealth Management, LLC
TD Ameritrade Clearing Inc. CAT Reporting Team 800.632.9101 5633
TD Ameritrade Inc. CAT Reporting Team 800.632.9101 7870
TD Prime Services LLC
TD Private Client Wealth LLC

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