CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
UBS Financial Services Inc.
UBS Securities LLC Chris Maiberger OL-UBSCAT@ubs.com 212 713 3035 7654
Uhlmann Price Securities
Ullink
ULTRALAT CAPITAL MARKETS LLC
Ultraviolet Securities, LLC
UMB FINANCIAL SERVICES
Umpqua Investments
UniCredit Capital Markets
UnionBanc Investment Services LLC (UBIS)
United Planners Financial Services of America
US Sterling Securities, Inc.
US Tiger Securities, Inc.
USAA Financial Advisors Inc
USAA Investment Management Company
Ustocktrade
Valdes & Moreno, Inc.
Valley National Investments, Inc.
Vanderbilt Financial Group
Vanguard Brad Hunt brad_hunt@vanguard.com 610-669-2918 7452

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