CAT Counterparty Contact Utility

New
Filter 
Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Tudor Securities LLC
Tudor, Pickering, Holt & Co. Securities, Inc.
Tullet Prebon Financial Services PBON Tim Scheehle timothy.scheehle@tpicap.com 201-984-6893 28196
Two Sigma Securities LLC Romeo Bermudez TSS-CAT@twosigma.com 2122742448 148960
U.S. Bancorp Investments, Inc. FBSB Tony Thomas USBICATAlert@usbank.com 651-466-6969 17868
U.S. Capital Advisors LLC
UBS Financial Services Inc.
UBS Securities LLC Chris Maiberger OL-UBSCAT@ubs.com 212 713 3035 7654
Uhlmann Price Securities
Ullink
ULTRALAT CAPITAL MARKETS LLC
Ultraviolet Securities, LLC
UMB FINANCIAL SERVICES
Umpqua Investments
UniCredit Capital Markets
UnionBanc Investment Services LLC (UBIS)
United Planners Financial Services of America
US Sterling Securities, Inc.
US Tiger Securities, Inc.
USAA Financial Advisors Inc

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm