CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Signature Securities Group
Simplex Trading, LLC Angela Lucas compliance@simplexinvestments.com 312-360-2483 153585
Simplex Trading, LLC Caroline Chiu helpdesk@simplexinvestments.com 312-360-2443 153585
Sisung Securities Corporation
SMBC Nikko Securities America, Inc.
Smith Moore
Smith, Brown & Groover, Inc.
Snowden Account Services LLC
Societe Generale Americas Securities, LLC Jeffery Jansen Amer-oper-reg-prd@sgcib.com +12122784010 128351
SogoTrade, Inc.
Solium
SORRENTO PACIFIC, LLC
Southern Trust Securities Inc.
Speedroute SPDR Olga Onishchuk oonishchuk@speedroute.com 3473807308 104138
Spire Investment Partners, LLC.
St. Germain Securities
Stash Capital LLC
State Street Global Markets SSBS Karen Utter kutter@statestreet.com 8574004859 285852
State Street Global Markets Allison Higgins aphiggins@statestreet.com (617) 664-1722 285852
State Street Global Markets Marty Fischer mrfischer@statestreet.com (617) 664-8586 285852

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