The next call for the SLATE Working Group will be on Tuesday June 17 at 10 am ET. The Working Group will review a revised draft follow-up letter to the SEC and FINRA relating to the implementation of SLATE reporting. The Working Group will also continue to discuss how FIF members plan to proceed on the various open interpretive issues relating to SLATE reporting.
POSTED Jun 16,2025
The Front Office Committee will have its next call on Tuesday June 17 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Jun 16,2025
FIF has scheduled a call for the EBS (Electronic Blue Sheets) Working Group for Tuesday June 17 at 2 pm ET. The Working Group will discuss a request for comment by the SEC on EBS reporting. If you are interested in participating on this call and are not a member of this Working Group, please update your FIF profile to add this Working Group or send a note to fifinfo@fif.com.
POSTED Jun 16,2025
FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday June 18 at 11 am ET. The Working Groups will review a revised draft letter to the CAT Plan Participants and FINRA CAT to request postponement of planned changes to the CAT compliance rate calculation. The Working Group will also continue its discussion of CAT PII.
POSTED Jun 16,2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday June 18 at 1 pm ET. The Working Group will discuss pre-IPO orders, the BFMM Flag, route modifications, new exchange codes, fill-or-kill orders, recent updates to the CAT technical documentation, and potential amendments to Rule 613 and the CAT NMS Plan.
POSTED Jun 16,2025
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