FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday July 9 at 2 pm ET. The Working Group will discuss various clarifications requested by the SEC in response to the letter submitted by FIF to the SEC on June 24 relating to the implementation of short position reporting.
POSTED Jul 08,2024
The CAT CAIS Working Group call for this week will be on Wednesday July 10 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 10 at 2 pm ET.
POSTED Jul 08,2024
The CAT Monthly Update Working Group call for July will be on Thursday July 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Jul 08,2024
FIF has scheduled a call for the Digital Assets Working Group for Tuesday July 23 at 10 am ET. Shawn Sloves of Fundamental Interactions will discuss current challenges for short sales of digital assets and potential approaches for addressing these challenges.
POSTED Jul 08,2024
FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan & Jordan, and Jeremy Vest of S3. FIF has invited the members of the Compliance and Surveillance Working Group to the webinar. FIF will provide additional detail about the webinar content prior to the event.
POSTED Jul 08,2024
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