The next meeting of the FIF Rule 606 Working Group will be held on June 15 at 3 pm (ET). The Working Group will review a draft letter from FIF to the SEC requesting that the SEC issue updated FAQs on various topics, including options look-through, the Rule 606 definition of customer, and various ATS reporting scenarios.
POSTED Jun 14,2021
FIF is pleased to announce that TradeStation has joined the FIF Community.
POSTED Jun 07,2021
On Thursday June 3 at 11 am ET, Josh Galper of Finadium will discuss market trends in total return swaps vs. securities lending, including the impact of Archegos. FIF has invited the members of the Back and Front Office Committee to participate on this call. If you do not have this invitation on your calendar and would like to participate on this call, please send a request to fifinfo@fif.com, and we will add you to the list.
POSTED May 31,2021
On Tuesday June 1 at 11 am ET the Rule 606 Working Group will discuss issues and questions raised by FIF Members relating to orders sent directly to an ATS, ATS matching with a single market maker, Rule 606(b)(3) requests from sub-accounts, and look through for Rule 606(a) options reporting.
POSTED May 31,2021
POSTED May 24,2021
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