On May 21, FIF submitted an additional comment letter on the CAT Operating Committee’s Revised Funding Model proposal. The comment letter requests that the CAT Operating Committee provide additional information to assist industry members in evaluating the proposal.
POSTED May 24,2021
The next meeting of the Front Office Committee will be held on May 25 at 11 am ET. The Committee will review recent rule filings and other notifications by the SEC, FINRA, the exchanges and other SROs.
POSTED May 24,2021
The next meeting of the FIF Rule 605 Working Group will be held on May 25 at 2 pm (ET). The Working Group will review responses from FIF Members to a recent FIF survey about various Rule 605-related proposals. The Working Group also will discuss the recent GameStop hearing, including statements by SEC Chairman Gary Gensler and FINRA CEO Robert Cook.
POSTED May 24,2021
The next meeting of the FIF Tax Information Reporting Working Group will be held on May 25 at 3 pm (ET). The working group co-chairs will present on: Tax Reconciliations - Form 945 and Form 1042, Secure Act 2.0, Section 1446(f) and Form/Guidance Updates.
POSTED May 24,2021
The next meeting of the FIF Reg SHO Working Group will be held on May 27 at 10 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF Members relating to order marking, locate and close-out requirements.
POSTED May 24,2021
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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