Join Jordan & Jordan in partnership with FIF and RIXML for a SPAC webinar to discuss the growth of SPACs, structure/process, and much more. The webinar will take place on 4/28 at 1pm est. The panel for the webinar will include Kristi Marvin of SPACInsider, Douglas Ellenoff of Ellenoff Grossman & Schole LLP, Amanda Hindlian of NYSE and Tom Jordan of Jordan & Jordan. For more information on how to register visit here.
POSTED Apr 26,2021
The next meeting of the FIF Reg SHO Working Group will be held on April 29 at 10 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF members relating to order marking, locate and close-out requirements raised by FIF members.
POSTED Apr 26,2021
The next meeting of the FIF Rule 606 Working Group will be held on May 4 at 2 pm (ET). The Working Group meeting will update members on a recent discussion with the SEC staff relating to the Rule 606 de minimis exceptions and discuss issues and questions raised by FIF members relating to identification of the account level in a RIA scenario, aggregated customer orders and options look-through.
POSTED Apr 26,2021
POSTED Apr 26,2021
FIF currently has three separate active CAT groups: CAT Committee; CAT Tech Specs Working Group; and CAT CAIS Working Group. Going forward, the CAT Committee, which is focused on high-level CAT developments, will meet the 1st Thursday of every month at 2 pm (ET). The CAT Tech Specs Working Group, which provides for a detailed discussion of issues relating to CAT transaction reporting, will continue to meet every Monday and Wednesday at 2 pm (ET) and will meet on Thursday at 2 pm (ET) as necessary. The CAT CAIS Working Group, which provides for a detailed discussion of issues relating to CAIS reporting, will continue to meet every Wednesday at 11 am (ET) and will continue to meet on Friday at 1 pm (ET) as necessary.
POSTED Apr 26,2021
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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