On June 22, 2017, FIF submitted a comment letter on behalf of its members regarding proposed SRO rule changes related to the elimination/modification of duplicative systems after implementation of the Consolidated Audit Trail. To review the comment letter, please click here.
POSTED Jun 26,2017
FIF submitted a comment letter on June 19, 2017 in response to FINRA's Special Notice on potential enhancements to their engagement programs. To review FIF's letter, please click the link here.
POSTED Jun 26,2017
FIF is currently in the final testing phase of it's solutions provider & vendor page, which is planned to go live in the next couple of weeks. The solutions provider & vendor page is designed to provide FIF members an opportunity to highlight any news items or products on FIF's website that they would like to share with peers. If you would like further information about this new program, please contact the program office at fifinfo@fif.com
POSTED Jun 19,2017
Per recent discussions and consensus within the FIF Retail 605/606 Execution Quality Working Group, FIF will be expanding its Retail Execution Quality Template to include Marketable Limits. If you would like to learn more, please contact the program office at fifinfo@fif.com
POSTED Jun 12,2017
FIF met with FINRA CEO Robert Cook on May 31 to discuss various industry initiatives. FIF greatly appreciated the opportunity to meet with Robert Cook and looks forward to our continued productive relationship with FINRA.
POSTED Jun 05,2017
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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