FIF News

Presentation on SEC Rule on Reporting of Securities Loans

23 October 2023

On Monday October 23 at 2 pm ET, Ignacio Sandoval of the Morgan Lewis law firm will review the SEC’s recent adoption of a rule to require Reporting of Securities Loans. FIF has invited members of the FIF Securities Lending T…

Rule 606 Working Group

23 October 2023

FIF has scheduled the next call for the FIF Rule 606 Working Group for Monday October 23 at 3:30 pm ET. This will be a ½ hour call and will focus on questions submitted by FIF members relating to Rule 606.

Section 31 Reconciliation Process

23 October 2023

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Tuesday October 24 at 10 am to discuss a draft FIF presentation to FINRA requesting that FINRA provide additional data to industry members to assis…

Front Office Committee; Review of Regulatory Reporting Changes for T+1

23 October 2023

The Front Office Committee will have its next call on Tuesday October 24 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. In addition to the regular age…

Review of Regulatory Reporting Fines for 2022 and 2023

23 October 2023

FIF has scheduled a call for Tuesday October 24 at 2 pm ET to review regulatory reporting fines for 2022 and 2023, including CAT, EBS, LOPR, Rule 605, Rule 606, short interest reporting, swap data reporting, TRACE, trade adv…

Additional CAT Call This Week Focused on CAT Billing

23 October 2023

FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group. The call will be on Tuesday October 24 at 3 pm ET and will focus on CAT billing, including reconciliation for on-exchange and of…

Data and Technology Committee; SEC Proposal on Exchange Volume-Based Pricing

23 October 2023

The Data and Technology Committee will have its next call on Wednesday October 25 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. In…

TRACE Working Group

23 October 2023

FIF has scheduled a call for the FIF TRACE Working Group for Wednesday October 25 at 3 pm ET to discuss changes to the FINRA master file for foreign sovereign bonds.

SEC Rule on Short Position and Short Activity Reporting

23 October 2023

FIF has scheduled a call for Thursday November 2 at 11 am ET to review the SEC’s recent adoption of a rule to require monthly reporting of short positions and short activity. FIF has invited members of the FIF Short Sales /…

Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.