The CAT Monthly Update Working Group call for March will be on Thursday March 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues relating to CAT reporting.
POSTED Mar 02,2026
FIF is excited to announce our first quarterly event of 2026, sponsored by OTC Markets. After opening remarks from OTC Markets, there will be two panels, one on Building Regulated U.S. Markets for Tokenized Securities and Digital Commodities, and the other panel focusing on exchange and other market developments, including expanded exchange trading hours, SIP odd lots and changes to minimum quoting increments. The event will take place on Tuesday March 24th at OTC Markets' offices at 300 Vesey Street, New York, NY 10282. Registration in the lobby begins at 4pm ET, the speaking engagement will be from 5-6:30pm ET with refreshments and networking afterwards from 6:30-8pm ET. FIF would like to thank OTC Markets for sponsoring this event. FIF Members may register for free here (sign in the site first, then register), non-members who are interested in attending may contact the program office at fifinfo@fif.com.
POSTED Feb 23,2026
On February 18, FIF submitted a letter to FINRA relating to the planned expansion of the TRF hours of operation. FIF would like to thank the members of the TRF/ORF Working Group for their contributions in the drafting of this letter.
POSTED Feb 23,2026
On February 19, FIF submitted a letter to the SEC relating to the dissemination of fractional share amounts by the SIPs and the obligations of broker-dealers under the vendor display rule. FIF would like to thank the members of the TRF/ORF Working Group for their contributions in the drafting of this letter.
POSTED Feb 23,2026
A FIF member would like to discuss issues relating to Form 13F reporting. If you are interested in this topic, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Feb 23,2026
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