Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Tuesday March 10 at 1 pm ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.

POSTED Mar 09,2026

24x7 Trading Working Group

The 24x7 Trading Working Group will have its next call on Wednesday March 11 at 11 am ET. The Working Group will continue its discussion of issues raised by FIF members relating to the planned expansion of exchange trading hours. The Working Group will also discuss a draft letter to FINRA relating to registration and the recent exemption request submitted by 24X Exchange.

POSTED Mar 09,2026

CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday March 11 at 2 pm ET. The Working Groups will continue their discussion of proposals to reduce CAT costs, the removal of PII from CAIS, and required CAT reporting changes to conform to the expansion of exchange trading hours. 

POSTED Mar 09,2026

SLATE Working Group

FIF has scheduled a call for the SLATE Working Group for Thursday March 12 at 11 am ET. Working Group members will update the full Working Group on a recent discussion with SEC staff relating to the implementation of securities loan reporting.

POSTED Mar 09,2026

New Form 13F Reporting Subgroup

At the request of an FIF member, FIF has created a new subgroup to discuss issues relating to Form 13F reporting. FIF has scheduled a call for this subgroup for Thursday March 12 at 3 pm ET. If you are interested in this topic, please send a note to fifinfo@fif.com, and we will include you in this discussion.

POSTED Mar 09,2026

© 2026 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm