FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Reporting Working Group for Thursday June 6 at 3 pm ET. The Working Group will continue its review and discussion of a draft FIF letter to the SEC requesting guidance on the implementation of SEC Rule 13f-2 on Short Position and Short Activity Reporting. The Working Group will also discuss issues and questions from FIF members relating to the implementation of Rule 13f-2.
POSTED Jun 03,2024
An FIF member would like to discuss the CFTC’s recent amendments to the CFTC Large Trader Reporting requirements. If you are interested in this topic, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Jun 03,2024
The Front Office Committee will have its next call on Tuesday May 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED May 28,2024
FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group. The call will be on Tuesday May 28 at 1 pm ET and will focus on reviewing a draft FIF exemptive request relating to linkage of representative to customer orders and linkage of order fulfillments to representative and principal orders. This call will be in addition to the regularly-scheduled weekly call for the CAT Transaction Reporting Working Group, which will be on Wednesday May 29 at 2 pm ET. The next call for the CAT CAIS Working Group will be on Wednesday May 29 at 11 am ET.
POSTED May 28,2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday May 28 at 3 pm ET. The Working Group will continue its review and discussion of a draft FIF comment letter to the SEC relating to implementation of the changes to Rule 605 that the SEC adopted on March 6.
POSTED May 28,2024
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