The Data and Technology Committee will have its next call on Wednesday October 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenters will be Chaz Palmeri and Vinay Rao of MIAX, who will discuss volatility products.
POSTED Oct 17,2022
FIF is sponsoring an event at Cboe in Chicago on November 3 at 4 pm (CT). The event is free for FIF members and will cover regulatory, technology and market data developments for options. FIF has sponsored this event at Cboe annually for many years prior to 2020. Please click here to register and for additional detail about the program.
POSTED Oct 10,2022
FIF has scheduled the next Rule 606 Working Group call for Monday October 10 at 10 am ET. The agenda for the call is to discuss FIF member questions on Rule 606(a) reporting.
POSTED Oct 10,2022
This morning FIF submitted a comment letter to FINRA and the MSRB on FINRA Regulatory Notice 22-17 (“TRACE Reporting Timeframe: FINRA Requests Comment on a Proposal to Shorten the Trade Reporting Timeframe for Transactions in Certain TRACE-Eligible Securities From 15 Minutes to One Minute”) and MSRB Notice 2022-07 (“Request for Comment on Transaction Reporting Obligations under MSRB Rule G-14”). FIF would like to thank the members of the FIF TRACE/Fixed Income Working Group for their contributions in the drafting of the comment letter.
POSTED Oct 03,2022
On Thursday October 6 at 4 pm ET, FIF will host a webinar on SEC Rule 15c2-11 (Publication or submission of quotations without specified information). The webinar will discuss application of the rule to quoting in unlisted equities and bonds, the expiration (on January 1, 2023) of the current relief relating to Rule 144A securities, and firm processes to validate that specific securities are eligible to be quoted. The moderator for the panel is Michael Lurie of Credit Suisse. The panelists are Edward Best of the Mayer Brown law firm, Christopher Bok of OTC Markets and Jason Palsgrove of Bloomberg. FIF has invited members of the Back Office and Front Office Committees, the Compliance Working Group and the TRACE/Fixed Income Working Group to participate on the call.
POSTED Oct 03,2022
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