The CAT Monthly Update Working Group call for September will be on Thursday September 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Sep 08,2025
The Section 31 Fees subgroup will have its next call on Monday September 15 at 3 pm ET. The subgroup will continue its discussion of enhancing the process for reconciliation of the FINRA Regulatory Transaction Fee. The subgroup will also discuss the handling of residual Section 31 fees. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Sep 08,2025
The Back Office Committee will have its next call on Thursday September 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Ian Springle of ICE, who will provide an update on the current status of the ICE Treasury Clearing application.
POSTED Sep 08,2025
POSTED Sep 04,2025
FIF is pleased to welcome Marex to the FIF Community.
POSTED Sep 01,2025
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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