SPAC Webinar

Jordan & Jordan in partnership with FIF and RIXML held a SPAC webinar on 4/28 to discuss the growth of SPACs, structure/process, and much more. The panel for the webinar included Kristi Marvin of SPACInsider, Douglas Ellenoff of Ellenoff Grossman & Schole LLP, Amanda Hindlian of NYSE and Tom Jordan of Jordan & Jordan. Thank you to all of you who attended. 

POSTED May 03,2021

Register for SPAC Webinar

Join Jordan & Jordan in partnership with FIF and RIXML for a SPAC webinar to discuss the growth of SPACs, structure/process, and much more. The webinar will take place on 4/28 at 1pm est. The panel for the webinar will include Kristi Marvin of SPACInsider, Douglas Ellenoff of Ellenoff Grossman & Schole LLP, Amanda Hindlian of NYSE and Tom Jordan of Jordan & Jordan. For more information on how to register visit here.

POSTED Apr 26,2021

FIF Reg SHO Working Group

The next meeting of the FIF Reg SHO Working Group will be held on April 29 at 10 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF members relating to order marking, locate and close-out requirements raised by FIF members.

POSTED Apr 26,2021

SEC Rule 606 Working Group

The next meeting of the FIF Rule 606 Working Group will be held on May 4 at 2 pm (ET). The Working Group meeting will update members on a recent discussion with the SEC staff relating to the Rule 606 de minimis exceptions and discuss issues and questions raised by FIF members relating to identification of the account level in a RIA scenario, aggregated customer orders and options look-through.

POSTED Apr 26,2021

Upcoming Spotlight Presentations (4/26)

  • Front Office Committee. On April 27, Ari Burstein of Capital Market Strategies will discuss the CAT Operating Committee’s revised funding proposal.
  • Tax Information Reporting Working Group. On April 29, Stevie Conlon and colleagues at Wolters Kluwer will present Part 2 of their Spotlight on Virtual Currency.

POSTED Apr 26,2021

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