On Monday, June 3rd, FIF met with FINRA CAT in-person to discuss industry recommendations pertaining to the CAT Web Portal/Error Correction Tool. Industry recommendations were elicited through a series of meetings previously held with the FIF CAT Web Portal Review Subgroup.
POSTED Jun 10,2019
On Tuesday June 4th, FIF met with SEC Staff to discuss both SEC Rule 606 and the Consolidated Audit Trail.
POSTED Jun 10,2019
FIF met with Senior FINRA Staff on Wednesday, May 29th to discuss FINRA’s Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination and FIF’s recent comments on FINRA Rule 4370 (BCP).
POSTED Jun 03,2019
FIF Staff will be attending meetings at the SEC Offices on Tuesday, June 4th on the topics of CAT and SEC Rule 606.
POSTED Jun 03,2019
FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY). The event will focus upon the implementation of Amended SEC Rule 606. To register for the event, please click here.
POSTED Jun 03,2019
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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